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FINRA Issues Special Notice on Fintech and the Broker Dealer Industry | Crowdfund Insider

on Aug 8 2018
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FINRA (Financial Industry Regulatory Authority) has issued a consultation on Financial Technology or Fintech and the Broker Dealer industry. The Special Notice was published at the end of July and is seeking comments until October 12, 2018. FINRA currently has over 3700 member firms in the financial services industry that it regulates.